Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alexander is a financial professional with over 30 years of experience in the financial services industry. Michael's current role is with Broadridge Business Process Outsourcing, LLC. Michael has held prior roles with firms such as Ridge Clearing & Outsourcing Solutions, Inc., Charles Schwab & Co., Inc., Schwab Capital Markets L.P., Donaldson, Lufkin & Jenrette Securities Corporation, Smith Barney Inc., Lehman Brothers Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/11/2013 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NJ
04/04/2006 - 06/01/2012
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (JERSEY CITY NJ)
TX
06/19/1996 - 01/05/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
08/31/2000 - 11/08/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NJ
05/23/1994 - 06/10/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
04/22/1992 - 06/08/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
07/13/1989 - 03/18/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/21/1986 - 11/16/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 05/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/28/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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