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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Roper is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Michael Roper has been in the securities industry for over 25 years. Michael Roper is registered in 31 states and 2 of those are for investment advisory. Michael Roper has passed the Series 6, Series 7TO, Series 26, and Series 66 exams and is a registered principal. Michael Roper has been with Wells Fargo Advisors Financial Network, LLC since 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
09/22/2022 - Present
Wells Fargo Advisors Financial Network, LLC (TALLAHASSEE FL)
FL
07/24/2019 - 09/22/2022
WELLS FARGO CLEARING SERVICES, LLC (TALLAHASSEE FL)
FL
01/02/2013 - 08/13/2019
MML DISTRIBUTORS, LLC (TALLAHASSEE FL)
CT
01/01/2009 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
GA
09/30/2003 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (CUMMING GA)
CA
12/02/2002 - 09/08/2003
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
GA
10/08/1999 - 11/18/2002
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CO
08/08/1997 - 09/27/1999
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 08/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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