Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pefferly has been in the financial industry since September 19, 2001. Michael is currently registered as a Registered Representative with Charles Schwab & CO., Inc. in Georgia. Michael has been registered with this firm since April 4, 2019. Michael has held previous positions at various firms including SCOTTRADE, INC., GPC SECURITIES, INC., E*TRADE SECURITIES, INC. and TD WATERHOUSE INVESTOR SERVICES, INC.. Michael has passed various exams including the Uniform Securities Agent State Law Examination, the Uniform Combined State Law Examination, the General Securities Representative Examination, the General Securities Sales Supervisor - General Module Examination, the General Securities Sales Supervisor - Options Module Examination, the General Securities Principal Examination and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
GA
04/04/2019 - Present
Charles Schwab & CO., Inc. (Kennesaw GA)
GA
04/06/2006 - 03/08/2018
SCOTTRADE, INC. (SANDY SPRINGS GA)
GA
09/06/2001 - 04/03/2006
GPC SECURITIES, INC. (ATLANTA GA)
NJ
02/20/2001 - 04/06/2001
E*TRADE SECURITIES, INC. (JERSEY CITY NJ)
NE
12/15/1999 - 11/03/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 04/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/17/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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