Unclaimed
Michael Dougherty is an investment professional with over 25 years of experience in the financial services industry. Michael is currently registered with Pacific Select Distributors, LLC and is Series 6, Series 63 and SIE licensed. Previously, Michael was a registered representative with AIG SunAmerica Capital Services, Inc. in Jersey City, NJ. Michael is registered in several states including Florida, New Jersey, New York, North Carolina, Pennsylvania, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/02/2005 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
NJ
12/21/1995 - 01/03/2005
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BC
Issued 04/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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