Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Yarian is a securities professional with over 20 years of experience in the industry. Michael is currently registered with MUFG Securities Americas Inc. and has previously held roles at HSBC Securities (USA) Inc. and Barclays Capital Inc. Michael holds several industry licenses, including Series 3, 7, 24, 63, 99TO and SIE. Michael has a wide range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/19/2016 - 03/11/2021
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
07/13/1998 - 02/15/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 06/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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