Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Wiggins is a financial advisor based in Chicago, Illinois. Michael has been active in the financial services industry since July 6, 1998. Michael is currently registered with Lazard Freres & Co. LLC in the state of Illinois. Michael has passed the Series 7, Series 24, Series 63, and Series 79TO exams. Prior to his current role, Michael was registered with Lazard Middle Market LLC and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
03/31/2022 - Present
Lazard Freres & Co. LLC (CHICAGO IL)
IL
11/11/2009 - 03/31/2022
LAZARD MIDDLE MARKET LLC (CHICAGO IL)
NY
08/27/1997 - 12/31/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 03/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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