Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James West is a financial professional with over 29 years of experience in the financial services industry. Michael is currently registered with Ameriprise Financial Services, LLC and has held previous positions with Raymond James & Associates, Inc., UBS Financial Services Inc., J.C. Bradford & Co. and Smith Barney Inc. Michael is a Series 63, Series 65, Series 3, Series 7 and SIE licensed advisor, with a total of 29 state registrations and holds multiple designations in the industry. Michael provides financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
09/04/2020 - Present
Ameriprise Financial Services, LLC (Travelers Rest SC)
SC
06/10/2005 - 09/29/2020
RAYMOND JAMES & ASSOCIATES, INC. (GREENVILLE SC)
NJ
08/14/2000 - 07/07/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/05/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
10/01/1993 - 03/03/1998
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 08/26/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2002
Series 3 - National Commodity Futures Examination
BC
Issued 08/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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