Unclaimed
Michael James Watters is a registered representative with W&S Brokerage Services, Inc. Michael has been in the industry since 2019. Michael is registered in Ohio. Michael is also licensed to sell investment company products and variable contracts, as well as has Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
11/18/2019 - Present
W&S Brokerage Services, Inc. (FINDLAY OH)
BC
Issued 01/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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