Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Watson is a financial advisor with Axos Clearing LLC. Michael is a registered representative in California. Michael has 23 years of experience in the financial services industry. Michael has passed the Series 7, 9, 10, 63, and 66 exams. Michael also holds the SIE exam. Michael's previous employers include TD Ameritrade, Inc. and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
03/09/2021 - Present
Axos Clearing LLC (Omaha NE)
CA
09/05/2013 - 02/11/2021
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
10/19/2011 - 08/28/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
02/15/2000 - 08/08/2011
TD AMERITRADE, INC. (SAN DIEGO CA)
BOTH
Issued 12/09/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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