Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Valudes is a financial advisor with over 35 years of experience in the industry. He is currently registered with LPL Financial LLC in Lancaster, PA. Previously, Michael worked for firms such as Ameriprise Financial Services, Inc., Park Avenue Securities LLC, Guardian Investor Services Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated and Lehman Brothers Inc. Michael holds the Series 63, Series 65, Series 7, Series 5, Series 24 and SIE licenses. Michael provides investment advice to individuals, high-net-worth individuals, corporations, and charitable organizations. He is committed to providing clients with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/13/2016 - Present
LPL Financial LLC (LANCASTER PA)
PA
05/03/2013 - 06/15/2016
AMERIPRISE FINANCIAL SERVICES, INC. (LANCASTER PA)
PA
05/03/1999 - 05/16/2013
PARK AVENUE SECURITIES LLC (LANCASTER PA)
NY
11/12/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
08/07/1996 - 11/17/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/19/1992 - 08/09/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/29/1981 - 07/15/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/13/1981 - 11/05/1981
FIRST JERSEY SECURITIES, INC.
IA
Issued 02/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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