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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Tumolo is a financial advisor who has been in the industry for over 20 years. Michael has a strong background in securities, futures, and investment management. Currently, Michael is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and serves clients in several states. Michael has worked with various financial institutions over the years, including Morgan Stanley and Ameriprise Financial Services, Inc. Michael is dedicated to providing clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/23/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Jacksonville FL)
FL
05/16/2016 - 05/23/2017
MORGAN STANLEY (WINTER PARK FL)
FL
05/26/2015 - 05/12/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
CA
09/29/2014 - 05/26/2015
MORGAN STANLEY (SAN DIEGO CA)
FL
08/19/2010 - 09/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
01/29/2007 - 11/18/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
NY
07/06/2005 - 07/06/2006
AMERIPRISE FINANCIAL SERVICES, INC. (SYRACUSE NY)
MN
07/06/2005 - 07/06/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
04/25/2005 - 06/10/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
09/27/2004 - 04/26/2005
EDWARD JONES (ST. LOUIS MO)
NY
05/01/2002 - 08/17/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/10/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/10/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/22/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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