Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Trovato is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Wellington Funds Distributors Inc. and has previously been registered with PIMCO INVESTMENTS LLC, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, FIRST FUND DISTRIBUTORS, INC. and SUTRO & CO. INCORPORATED. Michael holds FINRA Series 3, 63, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/17/2016 - Present
Wellington Funds Distributors Inc. (SAN FRANCISCO CA)
CA
02/14/2011 - 02/19/2016
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
07/19/2001 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
AZ
11/10/1999 - 12/23/1999
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
CA
06/04/1997 - 10/07/1999
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
BC
Issued 07/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2006
Series 3 - National Commodity Futures Examination
BC
Issued 06/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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