Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Tobin is a registered investment advisor representative with Hartford Funds. Michael has been in the securities industry since August 24, 1991. Michael's experience includes working for companies such as LPL Financial LLC, Invesco Distributors, Inc., Van Kampen Funds Inc., AllianceBernstein Investment Research and Management, Inc., Phoenix Equity Planning Corporation, Planco Financial Services, Inc., USLIFE Equity Sales Corp., and NSR Distributors, Inc. Michael has Series 6, 7, 24, 63, and 65 securities licenses. Michael has been registered with Hartford Funds since May 26, 2015. Michael's firm, Hartford Funds, is a registered investment advisor. Hartford Funds provides investment advice to states in connection with 529 plans and model recommendations. Hartford Funds also provides investment advice to investment companies and pooled investment vehicles. Michael is a specialist in the areas of securities, insurance, and financial products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Registrant provides investment advice to states in connection with 529 plans and model recommendations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees related to 529 plans and model recommendations.
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CA
05/26/2015 - Present
Hartford Funds (SAN DIEGO CA)
CA
11/09/2010 - 06/24/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
06/01/2010 - 10/18/2010
INVESCO DISTRIBUTORS, INC. (SAN DIEGO CA)
IL
05/12/2003 - 06/01/2010
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
TN
01/13/1997 - 05/22/2003
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
CT
12/01/1993 - 01/06/1997
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
04/19/1993 - 11/12/1993
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NY
10/13/1992 - 02/11/1993
USLIFE EQUITY SALES CORP. (NEW YORK NY)
CT
04/29/1991 - 10/05/1992
NSR DISTRIBUTORS, INC. (ENFIELD CT)
IA
Issued 08/19/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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