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Michael James Stevens

TCW Investment Management Co. LLC

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About Michael James Stevens

Michael Stevens is a registered Investment Advisor Representative with TCW Investment Management Co. LLC. Michael has been in the industry since 2004. Michael has been with TCW Investment Management Co. LLC since 2016 and is registered in California, Alaska, Idaho, Montana, Nevada, New Jersey, New York, Oregon, Utah, Washington, and Wyoming. Prior to joining TCW Investment Management Co. LLC, Michael was employed by Morgan Stanley Distribution, Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Michael specializes in portfolio management for individuals, investment companies, pooled investment vehicles, and businesses.

Firm Information

Michael Stevens is currently registered with TCW Investment Management Co. LLC. TCW Investment Management Co. LLC is an investment advisor based in Los Angeles, California. They manage a broad range of investment portfolios for individuals, businesses, and pooled investment vehicles, including insurance companies, investment companies, charitable organizations, pension plans, and high-net-worth individuals. They also provide portfolio management for wrap fee programs. The firm has approximately $39.9 billion in regulatory assets under management.
TCW Investment Management Co. LLC

515 SOUTH FLOWER STREET

LOS ANGELES, CA 90071

$39.90B

Assets Under Management

7,162

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio management for wrap fee programs

Portfolio management for wrap fee programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Michael Stevens’s Registration & Firm History

CA

03/09/2023 - Present

TCW Investment Management Co. LLC (LOS ANGELES CA)

NY

01/02/2009 - 05/13/2013

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

04/02/2007 - 12/31/2008

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

06/11/2004 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 03/22/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2017

Series 3 - National Commodity Futures Examination

BC

Issued 06/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael James Stevens.
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