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Michael James Seal

Samco Capital Markets, Inc.

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About Michael James Seal

Michael Seal is a Registered Representative with Samco Capital Markets, Inc. Michael has been working in the financial industry since February 10, 2014 and has a Series 63, Series 50 and Series 52 licenses. Michael previously worked for UBS Financial Services Inc. and M. E. Allison & Co., Inc. Michael is currently registered with the state of Texas.

Firm Information

Michael Seal is currently registered with Samco Capital Markets, Inc.. Samco Capital Markets, Inc. is a corporation that was formed on May 9, 2005. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Seal’s Registration & Firm History

TX

10/17/2023 - Present

Samco Capital Markets, Inc. (SAN ANTONIO TX)

TX

10/03/2017 - 10/12/2023

UBS FINANCIAL SERVICES INC. (San Antonio TX)

TX

01/31/2014 - 09/25/2017

M. E. ALLISON & CO., INC. (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 12/01/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 01/31/2014

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael James Seal.
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