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Michael James Sawyer

Charles Schwab & CO., Inc.

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About Michael James Sawyer

Michael Sawyer is an Investment Advisor Representative at Charles Schwab & CO., Inc., with more than 20 years of experience in the financial services industry. Michael has a wide range of experience, having worked with clients in various capacities, including as a Registered Representative for firms such as TD Ameritrade and Ameritrade. Michael offers a variety of services including financial planning and portfolio management.

Firm Information

Michael Sawyer is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Michael Sawyer’s Registration & Firm History

NE

08/21/2023 - Present

Charles Schwab & CO., Inc. (Omaha NE)

NE

04/22/2006 - 09/01/2023

TD AMERITRADE, INC. (OMAHA NE)

NE

01/02/2002 - 04/22/2006

AMERITRADE, INC. (BELLEVUE NE)

NE

03/15/1999 - 12/31/2001

ACCUTRADE INC. (BELLEVUE NE)

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Licenses & Designations

IA

Issued 12/03/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2004

Series 24 - General Securities Principal Examination

BC

Issued 05/21/2001

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael James Sawyer.
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