Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Rothkopf is a financial professional with over 24 years of experience in the industry. Michael is currently registered with Peak6 Capital Management LLC, and previously held positions at PEAK6 PERFORMANCE MANAGEMENT LLC, PEAK6 VEGA MASTER FUND LLC, and O'CONNOR & ASSOCIATES. Michael holds Series 7, 24, 27, 57TO and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/16/2014 - Present
Peak6 Capital Management LLC (CHICAGO IL)
IL
08/07/2007 - 07/03/2014
PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)
IL
12/05/2011 - 04/26/2013
PEAK6 VEGA MASTER FUND LLC (CHICAGO IL)
IL
09/18/2002 - 08/01/2007
PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)
NY
01/03/1995 - 08/21/1997
SBC WARBURG, INC. (NEW YORK NY)
IL
02/01/1993 - 01/03/1995
O'CONNOR & ASSOCIATES (CHICAGO IL)
BC
Issued 10/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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