Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rodgers is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since February 2023. Prior to that, Michael was with U.S. Bancorp Investments, Inc. and UnionBanc Investment Services, LLC. Michael is also registered as an Investment Advisor Representative in California. Michael has a Series 7, Series 63 and Series 65 licenses. Michael's areas of expertise include: Portfolio Management for Individuals and Businesses, Financial Planning, Selection of Other Advisors, and Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/02/2023 - Present
Wells Fargo Clearing Services, LLC (MISSION VIEJO CA)
CA
02/19/2019 - 02/03/2023
U.S. BANCORP INVESTMENTS, INC. (LAGUNA NIGUEL CA)
CA
05/13/2009 - 02/21/2019
UNIONBANC INVESTMENT SERVICES, LLC (DANA POINT CA)
CA
05/07/2009 - 05/08/2009
CUSO FINANCIAL SERVICES, L.P. (GLENDALE CA)
IL
04/16/2008 - 02/24/2009
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
CA
01/19/2007 - 04/15/2008
CUNA BROKERAGE SERVICES, INC. (COSTA MESA CA)
CA
08/09/2005 - 01/03/2007
WM FINANCIAL SERVICES, INC. (LAGUNA HILLS CA)
NY
05/16/2003 - 08/29/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
05/02/2001 - 05/23/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
03/28/2001 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MO
03/29/2000 - 03/14/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
01/06/2000 - 03/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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