Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Roberts is a registered investment advisor representative with Thrivent Investment Management Inc. Michael has been working in the financial services industry since 2015. Michael has experience with Ameriprise Financial Services, LLC., RBC Capital Markets, LLC, and U.S. Bancorp Investments, Inc. Michael holds Series 4, 7, 24, 52, 53 and 63 licenses as well as the Series 65 Investment Advisor license. Michael is based in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
06/22/2021 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
03/26/2019 - 06/15/2021
AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MN
08/20/2018 - 03/05/2019
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
02/25/2015 - 08/24/2018
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
IA
Issued 05/03/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/19/2019
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 03/09/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Roberts is the right advisor for you? Invested Better is here to help.
