Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Ray is a financial advisor with over 27 years of experience in the industry. Michael has been registered with LPL Financial LLC since January 2021 and is also registered in the states of Arizona, California, Florida, Missouri, and Texas. Michael previously worked with Avantax Investment Services, Inc. from December 1994 to February 2021. Michael is licensed in both securities and investment advisory, and holds Series 6, 63, and 65 licenses. Michael provides financial planning, portfolio management for businesses and individuals, and other advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/03/2021 - Present
LPL Financial LLC (LOS ALAMITOS CA)
CA
12/05/1994 - 02/02/2021
AVANTAX INVESTMENT SERVICES, INC. (LOS ALAMITOS CA)
IA
Issued 01/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Ray is the right advisor for you? Invested Better is here to help.
