Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Poole is a registered investment advisor representative with Cetera Investment Advisers LLC. Michael has been in the securities industry since 1983. Michael is registered to provide investment advice in the state of New Jersey. Michael is also registered with C. J. M. PLANNING CORP. and NEW ENGLAND SECURITIES. Michael has passed the Series 6, Series 63, and Series 65 exams. Michael provides financial planning and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/31/2006 - Present
Cetera Investment Advisers LLC (ROCHELLE PARK NJ)
NJ
02/24/2000 - 10/24/2005
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
NY
10/06/1983 - 02/18/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 1/28/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/4/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/5/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Poole is the right advisor for you? Invested Better is here to help.
