Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ogrady is a financial professional with over 17 years of experience in the industry. Michael is currently registered with Northern Trust Securities, Inc. and holds a variety of licenses and certifications, including Series 7, 3, 4, 9, 10, 24, 27, 63, and 66. Michael has a strong track record of providing investment advice and portfolio management services to a wide range of clients, including individuals, families, businesses, and institutions. Michael is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
11/14/2022 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
09/07/2017 - 03/28/2018
CHARLES SCHWAB & CO., INC. (Chicago IL)
IL
10/16/2012 - 11/14/2017
OPTIONSXPRESS, INC. (CHICAGO IL)
IL
03/13/2000 - 07/18/2011
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
BC
Issued 12/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/30/2013
Series 4 - Registered Options Principal Examination
BC
Issued 07/13/2011
Series 24 - General Securities Principal Examination
BC
Issued 03/02/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2016
Series 3 - National Commodity Futures Examination
BC
Issued 06/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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