Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Obrien is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the industry since May 1984. Michael has a broad range of experience, having previously worked with firms such as UBS Financial Services Inc., Prudential Securities Incorporated, Lehman Brothers Inc. and E.F. Hutton & Company Inc. Michael is registered with the state of California as both a broker and an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/09/2011 - Present
Wells Fargo Clearing Services, LLC (LA JOLLA CA)
CA
12/04/1998 - 08/09/2011
UBS FINANCIAL SERVICES INC. (LA JOLLA CA)
NY
05/16/1991 - 12/09/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/14/1988 - 06/03/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/23/1984 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 05/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1984
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Obrien is the right advisor for you? Invested Better is here to help.
