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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James O'Brien is a financial advisor registered with Morgan Stanley. Michael has been in the industry since November 1995, working with several firms before joining Morgan Stanley. Michael is also registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative (IAR). Michael has a long history of working with individuals, businesses, institutions, and charitable organizations. Michael provides a variety of financial services, including financial planning, asset allocation advice, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
02/16/2024 - Present
Morgan Stanley (Silverdale WA)
WA
10/14/2005 - 03/01/2024
RBC CAPITAL MARKETS, LLC (BAINBRIDGE ISLAND WA)
NJ
05/19/2000 - 10/28/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MT
05/07/1998 - 05/22/2000
D.A. DAVIDSON & CO. (GREAT FALLS MT)
MN
01/12/1996 - 05/28/1998
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
11/17/1995 - 01/24/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 08/24/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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