Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael James Monda

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael James Monda

Michael Monda is a registered representative of Mizuho Securities USA LLC. Michael holds the Series 99TO and SIE licenses. Michael's professional career in the securities industry began on 08/03/2023. Michael is currently located in New York, New York.

Firm Information

Michael Monda is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Monda’s Registration & Firm History

NY

08/03/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

Not sure if Michael James Monda is right for you?

Licenses & Designations

BC

Issued 08/03/2023

Series 99TO - Operations Professional Examination

BC

Issued 02/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael James Monda.
Not sure if Michael James Monda is right for you?