Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Middleton is a financial professional with over 20 years of experience in the financial services industry. Michael is registered with MML Investors Services, LLC and has been with the firm since 1999. Michael is a licensed securities professional, holding Series 7 and Series 63 registrations. Michael also holds a Series 65 registration, which allows him to provide investment advice. Michael is a licensed insurance professional in Kansas and is an active member of the community, serving as a youth soccer referee and a part-time musician.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
KS
12/15/2014 - Present
MML Investors Services, LLC (OVERLAND PARK KS)
KS
01/30/2012 - 11/15/2012
AMERIPRISE FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
KS
06/07/1999 - 02/06/2012
MML INVESTORS SERVICES, LLC (OVERLAND PARK KS)
NY
01/22/1998 - 06/02/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 12/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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