Unclaimed
Michael James McNenny is an Investment Advisor Representative (IAR) and Registered Representative (RR) with Equitable Advisors, LLC. Michael has been in the securities industry since 1995. He previously worked at Chase Investment Services Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael has earned the Series 65, Series 63, Series 53, Series 4, Series 24, and Series 7 licenses. He holds both an Active Broker-Dealer (BD) and Investment Advisor (IA) registration in New Jersey and New York. Michael specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/18/2021 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
12/04/2000 - 04/06/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
02/06/1995 - 10/19/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/31/2004
Series 4 - Registered Options Principal Examination
BC
Issued 07/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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