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Michael James McManus

Pershing LLC

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About Michael James McManus

Michael James McManus is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with Pershing LLC in Jersey City, NJ. Prior to joining Pershing LLC, Michael worked at Investor Service Center, Inc. in Rochester, NY and Bull & Bear Securities, Inc. in New York, NY. Michael is a licensed Series 6, 7, 24, 52, 63, 99, and SIE representative. Michael holds a Series 24 principal exam, a Series 63 state exam, and 5 other product exams, making him a highly knowledgeable and experienced advisor.

Firm Information

Michael McManus is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael McManus’s Registration & Firm History

NJ

02/20/1998 - Present

Pershing LLC (JERSEY CITY NJ)

NY

08/30/1993 - 02/10/1998

INVESTOR SERVICE CENTER, INC. (ROCHESTER NY)

NY

08/30/1993 - 11/29/1993

BULL & BEAR SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/1995

Series 24 - General Securities Principal Examination

BC

Issued 07/28/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/1994

Series 7 - General Securities Representative Examination

BC

Issued 08/27/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael James McManus.
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