Unclaimed
Michael James Martin is a financial advisor who has been in the industry since March 8, 2007. Michael is currently registered with Brandes Investment Partners, LP in California and Nevada and holds Series 6, 7, 63, and 65 licenses. Michael has previously worked for QUASAR DISTRIBUTORS, LLC and ALPS DISTRIBUTORS, INC. Michael has experience providing investment advice to individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
01/29/2020 - Present
Brandes Investment Partners, LP (LA JOLLA CA)
CO
09/01/2015 - 07/12/2024
ALPS DISTRIBUTORS, INC. (DENVER CO)
ME
02/27/2008 - 08/31/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
BC
Issued 04/28/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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