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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Martin is a financial advisor with over 20 years of experience. Michael currently works for Cetera Investment Advisers LLC and has been registered with the firm since June 2023. Previously, Michael has worked for Wells Fargo Clearing Services, LLC and U.S. Bancorp Investments, Inc. Michael is a licensed Investment Advisor Representative (IAR) in California. Michael has earned the Series 6, 7, and 63 securities licenses as well as the SIE and Series 65 investment advisor licenses. Michael specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (CONCORD CA)
CA
08/01/2011 - 10/06/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
10/05/2009 - 08/11/2011
U.S. BANCORP INVESTMENTS, INC. (SARATOGA CA)
CA
07/05/2007 - 10/02/2007
WACHOVIA SECURITIES, LLC (SAN LEANDRO CA)
CA
05/27/1999 - 04/13/2007
WM FINANCIAL SERVICES, INC. (PORTOLA VALLEY CA)
CA
01/29/1998 - 09/04/1998
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
AZ
03/17/1997 - 12/31/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 6/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/2/2000
Series 7 - General Securities Representative Examination
BC
Issued 3/14/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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