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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Marbaugh is a financial advisor who has been in the industry since 1992. Michael is currently registered with Raymond James Financial Services Advisors, Inc. and is licensed in several states. Michael provides a wide range of advisory services, including financial planning, portfolio management for individuals and businesses, and pension consulting. Michael also offers educational seminars and hourly and fixed rate consultations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
12/19/2018 - Present
Raymond James Financial Services Advisors, Inc. (INDIANAPOLIS IN)
FL
03/17/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
CA
01/08/1998 - 03/17/1998
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
IN
06/06/1995 - 12/31/1997
TRAUB AND COMPANY, INC. (INDIANAPOLIS IN)
NY
02/20/1992 - 06/08/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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