Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Lundon is an investment advisor representative at UBS Financial Services Inc., a firm with over $50 billion in assets under management. Michael has been in the financial industry since 1998 and has a broad range of experience in investment advisory services, including financial planning, pension consulting, and portfolio management for individuals and businesses. Michael also offers educational seminars and publication of periodicals. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and has been registered in several states, including Florida, Ohio, Pennsylvania, and Texas. Michael is committed to providing clients with high-quality financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/06/2016 - Present
UBS Financial Services Inc. (NAPLES FL)
NY
02/05/1998 - 09/01/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2005
Series 3 - National Commodity Futures Examination
BC
Issued 02/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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