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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Lord is a financial advisor registered with Avantax Advisory Services, operating out of their San Diego, CA branch office. Michael has been in the financial services industry since February 7, 2006. Prior to joining Avantax Advisory Services, Michael was registered with 1ST GLOBAL CAPITAL CORP. in San Diego, CA, CHASE INVESTMENT SERVICES CORP. in Escondido, CA and WELLS FARGO INVESTMENTS, LLC in San Diego, CA. Michael holds a Series 7, Series 66 and SIE license. Michael currently holds an active registration in California for both broker-dealer and investment advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
10/25/2019 - Present
Avantax Advisory Services (SAN DIEGO CA)
CA
11/24/2010 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (SAN DIEGO CA)
CA
04/27/2010 - 10/29/2010
CHASE INVESTMENT SERVICES CORP. (ESCONDIDO CA)
CA
10/14/2005 - 01/25/2010
WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)
BOTH
Issued 10/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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