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Michael James Lee

Tradestation Securities, Inc.

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About Michael James Lee

Michael James Lee is a securities professional with over 20 years of experience in the financial services industry. Michael is a registered representative with Tradestation Securities, Inc., a FINRA-member firm, and is licensed in Florida. Michael holds the Series 7, 24, 27, 3, 4, 63, 99TO, and SIE licenses, along with state registration in Florida. Michael has previously held a registration with R. J. Thompson Securities, Inc.

Firm Information

Michael Lee is currently registered with Tradestation Securities, Inc.. Tradestation Securities, Inc. is a Corporation that was formed on September 7, 1995. The firm is registered with the SEC and is also registered in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Lee’s Registration & Firm History

FL

12/05/2003 - Present

Tradestation Securities, Inc. (PLANTATION FL)

NJ

12/13/1999 - 05/30/2003

R. J. THOMPSON SECURITIES, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 12/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2005

Series 27 - Financial and Operations Principal Examination

BC

Issued 02/05/2001

Series 24 - General Securities Principal Examination

BC

Issued 06/19/2000

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2014

Series 3 - National Commodity Futures Examination

BC

Issued 12/10/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael James Lee.
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