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Michael James Kirk

Charles Schwab & CO., Inc.

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About Michael James Kirk

Michael James Kirk is a financial professional with over 7 years of experience in the financial services industry. Michael is currently registered with Charles Schwab & Co., Inc. and holds Series 6, 7, 63 and SIE licenses along with the Series 99TO exam. Michael has previously been registered with TD AMERITRADE CLEARING, INC., COR CLEARING LLC and PRINCOR FINANCIAL SERVICES CORPORATION. Michael is licensed to provide financial advice in Colorado and Nebraska.

Firm Information

Michael Kirk is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Michael Kirk’s Registration & Firm History

CO

01/11/2022 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

NE

10/22/2018 - 03/07/2022

TD AMERITRADE CLEARING, INC. (OMAHA NE)

NE

06/29/2016 - 03/12/2018

COR CLEARING LLC (OMAHA NE)

NE

09/29/2015 - 04/20/2016

PRINCOR FINANCIAL SERVICES CORPORATION (Grand Island NE)

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Licenses & Designations

BC

Issued 12/17/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/22/2018

Series 7 - General Securities Representative Examination

BC

Issued 03/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Michael James Kirk. Review regulatory record here.
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