Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Higgins is a financial advisor with over 20 years of experience in the industry. Michael currently works at Rabo Securities USA, Inc. Michael has previously worked at Prudential Bache Securities, LLC, Daiwa Securities America Inc., Nomura Securities International, Inc., and Charles Schwab & Co., Inc. Michael is a registered representative in New York and New Jersey. Michael is also Series 7, 55, 57TO, and SIE licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/04/2011 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
09/16/2005 - 03/30/2011
PRUDENTIAL BACHE SECURITIES, LLC (NEW YORK NY)
NY
05/26/2004 - 07/14/2005
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
06/07/2001 - 05/26/2004
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
TX
08/18/2000 - 04/26/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 11/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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