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Michael James Graham

Empower Advisory Group, LLC

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About Michael James Graham

Michael James Graham is a financial advisor with Empower Advisory Group, LLC. Michael has been working in the financial industry since 2000. Michael has a Series 63, Series 65, Series 7 and SIE licenses, as well as the Chartered Financial Analyst designation. Michael's primary office is located in INDIANAPOLIS, IN and he also has an office located in GREENWOOD VILLAGE, CO. Michael has been registered with Empower Advisory Group, LLC since 2021. Before that, Michael was employed by GWFS EQUITIES, INC. in INDIANAPOLIS, IN and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. in INDIANAPOLIS, IN. Michael has a focus on individual investors and financial planning.

Firm Information

Michael Graham is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Graham’s Registration & Firm History

IN

03/23/2021 - Present

Empower Advisory Group, LLC (INDIANAPOLIS IN)

IN

09/02/2014 - 04/24/2019

GWFS EQUITIES, INC. (INDIANAPOLIS IN)

IN

11/16/2004 - 09/02/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (INDIANAPOLIS IN)

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Licenses & Designations

BC

Issued 12/13/2004

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/09/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael James Graham.
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