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Michael James Goodall

BGC Financial, LP

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About Michael James Goodall

Michael Goodall is a financial professional registered with the Financial Industry Regulatory Authority (FINRA) and is currently associated with BGC Financial, LP. Michael is a registered representative and a principal for BGC Financial, LP and is licensed to conduct business in multiple states. Michael has been in the financial services industry for over 9 years.

Firm Information

Michael Goodall is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Goodall’s Registration & Firm History

NY

06/30/2021 - Present

BGC Financial, LP (NEW YORK NY)

NY

12/03/2020 - 07/01/2021

SUNRISE BROKERS LLC (NEW YORK NY)

NY

09/04/2018 - 11/19/2020

BAY CREST PARTNERS, LLC (NY NY)

NY

01/05/2017 - 03/16/2018

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

08/26/2014 - 03/16/2018

SUNRISE BROKERS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/18/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2023

Series 24 - General Securities Principal Examination

BC

Issued 06/06/2022

Series 30 - NFA Branch Manager Examination

BC

Issued 05/16/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael James Goodall.
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