linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael James Gooch

Nuveen Asset Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael James Gooch

Michael Gooch is a financial advisor currently registered with Nuveen Asset Management, LLC. Michael has over 20 years of experience in the financial services industry. Michael has a Series 6, 7, 63 and 65 licenses. Michael's previous experience includes roles with Franklin Distributors, LLC, HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., Hornor, Townsend & Kent, Inc., and NYLife Securities Inc.

Firm Information

Michael Gooch is currently registered with Nuveen Asset Management, LLC. Nuveen Asset Management, LLC is an investment adviser with offices in CHICAGO, IL. The firm manages over $239 billion in assets for clients, including individuals, corporations, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. Nuveen provides portfolio management services, including discretionary and non-discretionary services. The firm also offers other advisory services, such as model portfolio advice, selection of other advisers, and pension consulting. Nuveen's client base includes a broad range of institutional and individual investors.
Nuveen Asset Management, LLC

333 WEST WACKER DRIVE

CHICAGO, IL 60606

$239.61B

Assets Under Management

22

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

check

model portfolio advice

Model portfolio advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Gooch’s Registration & Firm History

IL

03/30/2022 - Present

Nuveen Asset Management, LLC (CHICAGO IL)

CT

01/12/2007 - 11/16/2021

FRANKLIN DISTRIBUTORS, LLC (STAMFORD CT)

NY

01/01/2005 - 01/03/2007

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

04/02/2003 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

PA

10/17/2000 - 11/22/2002

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

NY

10/17/2000 - 10/26/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

Not sure if Michael James Gooch is right for you?

Licenses & Designations

IA

Issued 03/29/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/16/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael James Gooch.
Not sure if Michael James Gooch is right for you?