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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Giavanti is a registered investment advisor with Wells Fargo Clearing Services, LLC. Michael has been in the securities industry since 2008. Michael has passed the Series 7, Series 6, Series 63, Series 9, Series 10, and SIE exams. Michael is registered in Arizona, Arkansas, Massachusetts, Nevada, and Utah. Michael specializes in portfolio management for businesses, portfolio management for individuals, portfolio management for investment companies, and selection of other advisors. Michael is also a rental property owner in Denver, Colorado and Phoenix, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
01/04/2022 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
MN
10/01/1999 - 08/04/2000
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
CA
04/07/1998 - 07/02/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
10/28/1997 - 02/25/1998
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NA
05/02/1997 - 09/30/1997
JACK WHITE & COMPANY, INC.
CO
10/22/1996 - 04/01/1997
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 12/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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