Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Germain is a financial advisor with Fidelity Personal And Workplace Advisors. Michael has been in the financial services industry for over 24 years and has a broad range of experience in providing financial advice to individuals, families, and businesses. Michael is registered to provide financial advice in 52 states and is a registered investment advisor representative in Illinois, Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
06/23/2022 - Present
Fidelity Personal AND Workplace Advisors (FOX RIVER GROVE IL)
NY
02/06/2018 - 07/09/2021
AXIO FINANCIAL LLC (NEW YORK NY)
AZ
09/06/2016 - 02/16/2018
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
MD
10/17/2012 - 09/08/2016
ARCHER DISTRIBUTORS, LLC (OLNEY MD)
NE
05/22/2008 - 10/16/2012
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
IL
10/06/2005 - 08/01/2007
CHARLES SCHWAB & CO., INC. (CHICAGO IL)
TN
07/23/1999 - 11/16/2001
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
MA
10/07/1997 - 07/13/1999
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NY
06/14/1993 - 12/31/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MA
10/14/1992 - 03/19/1993
LONG GROVE TRADING CO. (BOSTON MA)
MN
06/15/1992 - 10/07/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/15/1992 - 10/07/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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