Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael James Fruin

Prime Capital Markets, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael James Fruin

Michael Fruin is a financial advisor with Prime Capital Markets, LLC. Michael has been working in the securities industry since 2011. Michael currently holds Series 7, SIE and Series 57TO licenses. Prior to joining Prime Capital Markets, LLC, Michael worked as a financial advisor for RONIN CAPITAL, LLC and Rosenthal Global Securities LLC.

Firm Information

Michael Fruin is currently registered with Prime Capital Markets, LLC. Prime Capital Markets, LLC is a Limited Liability Company that was formed on June 26, 2020. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Fruin’s Registration & Firm History

IL

04/28/2021 - Present

Prime Capital Markets, LLC (CHICAGO IL)

IL

05/15/2019 - 07/30/2020

RONIN CAPITAL, LLC (CHICAGO IL)

IL

11/12/2003 - 09/24/2012

ROSENTHAL GLOBAL SECURITIES LLC (CHICAGO IL)

Not sure if Michael James Fruin is right for you?

Licenses & Designations

BC

Issued 05/15/2019

Series 57TO - Securities Trader Exam

BC

Issued 03/19/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for Michael James Fruin.
Not sure if Michael James Fruin is right for you?