Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Finnegan is a financial advisor at DFA Securities LLC, a firm registered with the Securities and Exchange Commission (SEC). Michael has a Series 7TO, Series 63, and SIE licenses. Michael's registration with the state of North Carolina is currently active. DFA Securities LLC is a registered investment advisor that provides investment advisory services to clients. Michael is a relatively new member of the financial services industry, having entered the field in October of 2023. Michael is committed to providing clients with a personalized investment experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/02/2023 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 10/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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