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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fay is a financial advisor who has been in the industry since September 11, 1997. Michael currently works for Morgan Stanley and is registered in 42 states and 5 jurisdictions as an Investment Advisor Representative. Michael is a Series 63 and Series 65 licensed professional and holds Series 7, Series 9, Series 10, Series 31 and the SIE certifications. Michael has been with Morgan Stanley since June 2009, prior to that Michael worked for Morgan Stanley DW Inc. and DMG Securities, Inc. Michael has a broad background in finance and has worked in a number of areas, including investment banking, wealth management, and private banking. Michael has also been an active member of the community, serving on the board of directors of several non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VA
06/01/2009 - Present
Morgan Stanley (Mclean VA)
VA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VIENNA VA)
VA
11/06/1998 - 04/02/2007
MORGAN STANLEY DW INC. (VIENNA VA)
VA
09/12/1997 - 11/12/1998
DMG SECURITIES, INC. (GREAT FALLS VA)
IA
Issued 11/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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