Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Farrington is a financial advisor with Gradient Securities, LLC. Michael has been working in the securities industry for over 20 years and specializes in providing financial planning and portfolio management services to individuals and small businesses. Michael also has experience in pension consulting and selecting other advisors for his clients. Michael is registered with the state of Minnesota and holds the Series 63, 66, 7, 24, and 52 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MN
03/23/2017 - Present
Gradient Securities, LLC (ARDEN HILLS MN)
MN
10/30/2007 - 07/31/2015
FINTEGRA, LLC (MINNEAPOLIS MN)
MN
09/15/2006 - 10/22/2007
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
11/09/2000 - 12/01/2006
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
MN
03/10/2000 - 11/03/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/10/2000 - 11/03/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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