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Michael James Falgout

Prospera Financial Services, Inc.

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About Michael James Falgout

Michael James Falgout is a financial advisor with Prospera Financial Services, Inc. Michael has been in the financial services industry since 2005 and has a strong focus on providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and pooled investment vehicles. Michael also has experience with other investment advisers. Michael is a registered representative with the Securities and Exchange Commission and holds the Series 7, 7TO, 63, and 66 licenses. Michael is also a registered investment adviser with the state of Louisiana. Michael is passionate about helping clients achieve their financial goals. In addition to his work with Prospera Financial Services, Inc., Michael also operates his own business, Insight Business Consulting, which he founded in 2018.

Firm Information

Michael Falgout is currently registered with Prospera Financial Services, Inc.. Prospera Financial Services, Inc. is a corporation headquartered in Dallas, Texas. Founded in 1982, the firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles. With over 150 licensed agents and investment advisor representatives, Prospera manages over $9.8 billion in regulatory assets. The firm is registered with the SEC and in all 50 states.
Prospera Financial Services, Inc.

5429 LBJ FREEWAY

DALLAS, TX 75240

$9.81B

Assets Under Management

8

Total Clients

235

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Percentage of assets under review

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Michael Falgout’s Registration & Firm History

LA

04/28/2023 - Present

Prospera Financial Services, Inc. (Lafayette LA)

TX

05/06/2005 - 05/09/2007

MHT SECURITIES, L.P. (DALLAS TX)

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Licenses & Designations

BOTH

Issued 04/28/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/09/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/23/2023

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael James Falgout.
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