Unclaimed
Michael James Ethen is a financial advisor with LPL Financial LLC based in Edina, Minnesota. Michael has been in the financial industry since 2013, previously working with Waddell & Reed, American Enterprise Investment Services Inc., Ameriprise Financial Services, Inc., and Edward Jones. Michael has a strong foundation of industry knowledge and experience, having earned his Series 66, SIE, and Series 7 licenses. Michael also holds registrations in multiple states and is an active member of the financial community. Michael is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
06/14/2024 - Present
LPL Financial LLC (EDINA MN)
MN
01/03/2020 - 07/21/2021
WADDELL & REED (EDINA MN)
MN
01/31/2018 - 05/16/2019
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
09/22/2015 - 05/16/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
07/23/2013 - 04/22/2015
EDWARD JONES (WHITE BEAR LAKE MN)
BOTH
Issued 08/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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