Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Douglas is a financial advisor with over 4 years of experience in the industry. Michael is registered with FINRA and holds licenses including Series 7TO, Series 63, Series 24 and SIE. Michael is a registered representative of Vanguard Marketing Corp. and is currently licensed in 53 states. Michael has a strong understanding of the financial markets and a commitment to providing excellent customer service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/24/2019 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 11/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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