Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dolan is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the financial industry since April 1994. Michael works with individual, high net worth individuals, corporations and other businesses, insurance companies, charitable organizations, and pension and profit-sharing plans. Michael is registered with both FINRA and the SEC and has a Series 63, 65, 7 and SIE license. Michael is registered in numerous states including Florida, New York, and Texas. Prior to Merrill Lynch, Pierce, Fenner & Smith Inc., Michael was employed by SMITH BARNEY INC., and MERRILL LYNCH PROFESSIONAL CLEARING CORP..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/28/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (POUGHKEEPSIE NY)
NY
12/20/2010 - 12/21/2010
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
04/07/1994 - 09/16/1997
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 04/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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