Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Doherty is a financial advisor at Benjamin F. Edwards & Company, Inc. Michael has been in the financial services industry since 1984 and has a wide range of experience in helping clients reach their financial goals. Michael holds the Series 3, 7, 9, 10, and 63 licenses as well as the SIE exam. Michael has been registered with the firm since 2011. Michael's previous employers include Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., and Dean Witter Reynolds Inc. Michael offers a variety of services to clients, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
08/15/2011 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
NJ
01/01/2008 - 08/08/2011
WELLS FARGO ADVISORS, LLC (EAST BRUNSWICK NJ)
NJ
01/12/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EAST BRUNSWICK NJ)
NY
05/14/1988 - 02/06/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/25/1985 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
02/24/1984 - 01/25/1985
DEAN WITTER REYNOLDS INC.
BC
Issued 02/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/17/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2000
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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